Detroit Securities & Investment Lawyers
At Hubbard Snitchler & Parzianello, we provide comprehensive legal services for our clients in the securities and investments industry. Our team of experienced attorneys is dedicated to helping businesses and individuals navigate the complex landscape of securities law and investment regulations.
Securities Offerings
We offer a range of legal services to assist with securities offerings, including initial public offerings (IPOs), private placements, and secondary offerings. Our team can help with drafting offering documents, ensuring compliance with securities laws and regulations, and navigating the registration and approval process with regulatory agencies.
Investment Advising
We advise investment advisors, including registered investment advisors (RIAs) and investment advisor representatives (IARs), on regulatory compliance matters. Our team can assist with registration and compliance requirements with the Securities and Exchange Commission (SEC) and state securities regulators.
Broker-Dealer Compliance
We assist broker-dealers with regulatory compliance matters, including registration and compliance with the Financial Industry Regulatory Authority (FINRA) and the SEC. Our team can help with drafting compliance policies and procedures, and ensuring that broker-dealers are in compliance with all applicable regulations.
Securities Litigation and Arbitration
In the event o securities litigation or arbitration, our team has extensive experience in representing clients in these matters. We handle cases involving securities fraud, breach of fiduciary duty, and other securities-related disputes.
Contact Our Detroit Securities Lawyers
If you are in need of legal assistance in the securities and investments industry, please contact us at Hubbard Snitchler & Parzianello. Our team of experienced attorneys is ready to assist you with all of your legal needs.
Contact us at (313) 546-9685 to schedule a consultation and learn more about how we can help with your legal needs.
